AI consulting for financial firms
Automate the busywork. Keep the audit trail.
CPA firms, advisors, brokers, and community banks run on judgment — and drown in the document work around it. We deploy AI that clears the busywork, with every output logged, reviewed, and traceable, because in your business "the AI did it" is not an answer.
Client data is not training data.
Your clients’ financials, your deal flow, your models — none of it should quietly improve someone else’s product. We read vendor terms line by line and configure accordingly, or keep the work inside your walls.
A made-up number is a fired firm.
AI can be confidently wrong. In client deliverables, that’s not an inconvenience — it’s a liability. Our rule: no client-facing figure ships without human review, and the review step is built into the workflow, not bolted on.
Your regulator will have questions.
Examiners and auditors increasingly ask how AI is used, governed, and supervised. We write the answer down before you need it: policies, logs, and documentation that show exactly which model did what.
Where AI pays for itself in a financial firm
Reconciliation & tie-outs
AI matches, flags exceptions, and drafts the workpaper; your staff resolves and signs.
Document review
Engagement letters, statements, contracts, and filings summarized with source passages linked for verification.
Client reports & commentary
First drafts in your house style; the advisor edits, approves, sends.
KYC/AML narratives
Drafted from case facts, reviewed by compliance.
Research summarization
Regs, pronouncements, and market research condensed with citations back to the source.
Audit workpaper support
Documentation drafts, tickmark summaries, and PBC follow-ups, reviewed before filing.
No client-facing number, filing, or recommendation goes out without a human sign-off. AI drafts and flags; your professionals decide.
“Built to survive an exam.”
- Vendor terms reviewed for data use and retention — client data configured out of training
- Access controls and logging so every AI-assisted output is traceable
- Model-origin screening — some models fail data-residency or procurement rules regardless of price; we screen before we recommend
- Written AI-use policy your firm can hand an examiner
- Zero open items at handoff, in writing
The Payback Audit (1–2 weeks) → first workflow live in under 2 weeks → full rollout with role-based training → 3 months of support, or ongoing advisory.
Scoped right. Built right. Priced right.
See exactly what you get for $2,500: the Payback Audit sample report — the deliverable’s full structure, with illustrative figures.
References from current engagements available on request.
See the ROI math before you spend a dollar.
The Payback Audit baselines your workflows and prices the opportunity — in writing.